-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NcK0OLz7TOjm6jgl6p8XkVeD1bEk2OieXWyn0xuvRzwRoT+XjQT6ngncgWRn9ACx yFRfYmbQtgDNfec04hxoSA== 0000950129-04-002284.txt : 20040423 0000950129-04-002284.hdr.sgml : 20040423 20040422182004 ACCESSION NUMBER: 0000950129-04-002284 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040423 GROUP MEMBERS: WEATHERFORD INTERNATIONAL, INC. GROUP MEMBERS: WEUS HOLDINGS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL COMPRESSION HOLDINGS INC CENTRAL INDEX KEY: 0001057234 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 133989167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59115 FILM NUMBER: 04749112 BUSINESS ADDRESS: STREET 1: 4440 BRITTMOORE RD CITY: HOUSTON STATE: TX ZIP: 77041 BUSINESS PHONE: 7134664103 MAIL ADDRESS: STREET 1: 4440 BRITTMOORE RD CITY: HOUSTON STATE: TX ZIP: 77041 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERFORD INTERNATIONAL LTD CENTRAL INDEX KEY: 0001170565 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 980371344 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 515 POST OAK BLVD STREET 2: STE 600 CITY: HOUSTON STATE: TX ZIP: 77027-3415 BUSINESS PHONE: 7136934000 MAIL ADDRESS: STREET 1: 515 POST OAK BLVD STREET 2: STE 600 CITY: HOUSTON STATE: TX ZIP: 77027-3415 SC 13D/A 1 h14672a5sc13dza.txt WEATHERFORD INT'L LTD. FOR UNIV. COMPR. HLDGS.INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* Universal Compression Holdings, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 913431 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) Burt M. Martin Weatherford International Ltd. 515 Post Oak Boulevard, Suite 600 Houston, Texas 77027 (713) 693-4000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 2, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), Section 240.13d-1(f) or Section 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 12 SCHEDULE 13D - ------------------------- ----------------------------- CUSIP No. 9134341 10 2 - ------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Weatherford International Ltd. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 13,750,000 shares SHARES ----------------------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER REPORTING 13,750,000 shares PERSON ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 13,750,000 shares - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.3% (based on Quarterly Report on Form 10-Q filed by the Issuer in February 2004) - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D Page 2 of 12 SCHEDULE 13D - ------------------------- ----------------------------- CUSIP No. 9134341 10 2 - ------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Weatherford International Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 3 of 12 SCHEDULE 13D - ------------------------- ----------------------------- CUSIP No. 9134341 10 2 - ------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WEUS Holding, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 4 of 12 ITEM 1. SECURITY AND ISSUER. This Amendment No. 5 (this "Amendment No. 5") to the Statement on Schedule 13D filed on November 2, 2000, as amended by Amendment No. 1 filed on November 3, 2000, Amendment No. 2 filed on February 14, 2001, Amendment No. 3 filed on December 10, 2001 and Amendment No. 4 filed on July 2, 2002 (collectively, the "Statement"), relates to the beneficial ownership of shares of common stock, par value $0.01 per share ("Universal Common Stock"), of Universal Compression Holdings, Inc. ("Universal"). The address of Universal's principal executive offices is 4440 Brittmoore Road, Houston, Texas 77041. This Amendment No. 5 is being filed by Weatherford International Ltd., a Bermuda exempted company ("Weatherford Bermuda"), Weatherford International, Inc., a Delaware corporation and a wholly owned subsidiary of Weatherford Bermuda ("Weatherford Delaware"), and WEUS Holding, Inc., a Delaware corporation and a wholly owned subsidiary of Weatherford Delaware ("WEUS") (each individually a "Reporting Person" and together, the "Reporting Persons") to (a) reflect Universal's filing of a shelf registration statement to register 7.0 million shares of Universal Common Stock held by Weatherford Bermuda, (b) reflect that Weatherford Bermuda and Universal have entered into an Amended and Restated Registration Rights Agreement (the "New Registration Rights Agreement"), (c) terminate the reporting obligations of Weatherford Delaware and WEUS with respect to the Statement and (d) amend Items 1, 2, 4, 6 and 7 of the Statement. Capitalized terms not defined herein shall have the meanings ascribed to them in the Statement. ITEM 2. IDENTITY AND BACKGROUND. Schedule I of the Statement, which contains information concerning the executive officers and directors of Weatherford Bermuda required to be disclosed in response to Item 2 and General Instruction C to Schedule 13D, is hereby supplemented by Schedule I attached hereto and incorporated herein by reference. Such executive officers and directors may be deemed, but are not conceded to be, controlling persons of Weatherford Bermuda. No corporation or other person is or may be deemed to be ultimately in control of Weatherford Bermuda. WEUS was originally a Reporting Person on the Statement because it was the initial acquirer the shares of Universal Common Stock covered hereby. It subsequently transferred those shares to Weatherford Bermuda, as reported on Amendment No. 4 to the Statement. Due to the amendment and restatement of the Registration Rights Agreement, WEUS no longer has any rights under that original agreement and will therefore no longer be a Reporting Person under this Schedule. Weatherford Delaware was initially included as a Reporting Person on this Statement because of its ownership of WEUS. Weatherford Delaware will no longer be a Reporting Person under this Schedule. Page 5 of 12 ITEM 4. PURPOSE OF TRANSACTION Item 4 of the Statement is hereby amended to include the following as the last paragraph under the heading "The Registration Rights Agreement" in such section: Weatherford Bermuda and Universal have entered into an Amended and Restated Registration Rights Agreement, as of March 23, 2004 (the "New Registration Rights Agreement"). WEUS is not a party to the agreement. The full text of the New Registration Rights Agreement is filed as an exhibit to the Statement and is incorporated herein by reference. Item 4 of the Statement is hereby further amended to include the following paragraph immediately after the first paragraph under the heading "The Purchase Agreement" in such section: On April 2, 2004, Universal publicly announced that it had filed with the Securities and Exchange Commission a registration statement to register 7.0 million shares of Universal Common Stock held by Weatherford Bermuda. Following effectiveness of the registration statement, Weatherford Bermuda may offer and sell these shares of Universal Common Stock from time to time, through public or private transactions, at prevailing market prices or at other negotiated prices, to be determined when and if the shares are offered. Universal is not selling any shares of Universal Common Stock and will not receive any of the proceeds from the sale of any such Universal Common Stock by Weatherford Bermuda. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 is hereby amended to incorporate by reference therein the New Registration Rights Agreement. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Item 7 is hereby amended and supplemented to include the following: A. Joint Filing Agreement B. Amended and Restated Registration Rights Agreement, dated as of March 23, 2004, between Weatherford International Ltd. and Universal Compression Holdings, Inc. (incorporated by reference to Exhibit 10.1 to Registration Statement on Form S-3 (Reg. No. 333-114145) filed by Universal Compression Holdings, Inc. on April 2, 2004). Page 6 of 12 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 23, 2004 WEATHERFORD INTERNATIONAL LTD. By: /s/ Burt M. Martin Name: Burt M. Martin Title: Senior Vice President, General Counsel and Secretary WEATHERFORD INTERNATIONAL, INC. By: /s/ Burt M. Martin Name: Burt M. Martin Title: Senior Vice President, General Counsel and Secretary WEUS HOLDING, INC. By: /s/ Burt M. Martin Name: Burt M. Martin Title: President and Secretary Page 7 of 12 SCHEDULE I (Amending information previously filed with respect to Weatherford International Ltd.) DIRECTORS AND EXECUTIVE OFFICERS OF WEATHERFORD INTERNATIONAL LTD. The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Weatherford Bermuda. Unless otherwise indicated below, each such person is a citizen of the United States of America and is an employee of Weatherford U.S., L.P., a wholly owned subsidiary of Weatherford Bermuda, and the business address of each such person is c/o Weatherford International, Inc., 515 Post Oak Boulevard, Suite 600, Houston, Texas 77027. During the last five years, none of the persons listed below has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor has any of such persons been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Present Principal Occupation or Employment; Name Business Address - ---- --------------------------------------------------- Bernard J. Duroc-Danner Chairman of the Board of Directors, President and Chief Executive Officer E. Lee Colley, III Senior Vice President and President -- Completion and Production Systems Gary L. Warren Senior Vice President and President -- Drilling and Well Services Stuart E. Ferguson Senior Vice President and Chief Technology Officer Burt M. Martin Senior Vice President, General Counsel and Secretary Jon R. Nicholson Senior Vice President -- Human Resources Lisa W. Rodriguez Senior Vice President and Chief Financial Officer M. David Colley Vice President - Global Manufacturing Keith R. Morley Vice President - Enterprise Excellence Page 8 of 12 James N. Parmigiano Vice President -- Operational Controller Nicholas F. Brady Director of Weatherford Bermuda and Chairman of Darby Overseas Investments, Ltd. and Darby Technology Ventures Group, LLC, investment firms 16 North Washington Street P.O. Box 1410 Easton, MD 21601 Philip Burguieres Director of Weatherford Bermuda, Vice Chairman and part owner of The Houston Texans, and Chief Executive Officer of EMC Holdings, LLC, a private energy investment firm Reliant Stadium Two Reliant Park Houston, TX 77054 David J. Butters Director of Weatherford Bermuda and a Managing Director of Lehman Brothers Inc., an investment banking company Lehman Brothers Inc. 399 Park Avenue, 9th Floor New York, New York 10022 Sheldon B. Lubar Director of Weatherford Bermuda and Chairman of Lubar & Co., a private investment and management company Lubar & Company 700 North Water St., #1200 Milwaukee, Wisconsin 53202 William Macaulay Director of Weatherford Bermuda and Chairman and Chief Executive Officer of First Reserve Corporation, a private equity investment firm First Reserve Corporation One Lafayette Place Greenwich, Connecticut 06830 Page 9 of 12 Robert B. Millard Director of Weatherford Bermuda and a Managing Director of Lehman Brothers Inc., an investment banking company Lehman Brothers Inc. 399 Park Avenue, 9th Floor New York, New York 10022 Robert K. Moses, Jr. Director of Weatherford Bermuda and a private investor, principally in the oil and gas exploration and oilfield services business in Houston, Texas Black Jack Resources, Inc. 1220 Augusta, #240 Houston, Texas 77057 The Honorable Robert A. Rayne Director of Weatherford Bermuda and Chief Executive Director of London Merchant Securities plc, a United Kingdom-listed public limited company engaged in property and venture/development capital investment London Merchant Securities plc 33 Robert Adam Street London W1U 3HR England Mr. Rayne is a citizen of the U.K. Page 10 of 12 EXHIBIT INDEX A. Joint Filing Agreement B. Amended and Restated Registration Rights Agreement, dated as of March 23, 2004, between Weatherford International Ltd. and Universal Compression Holdings, Inc. (incorporated by reference to Exhibit 10.1 to Registration Statement on Form S-3 (Reg. No. 333-114145) filed by Universal Compression Holdings, Inc. on April 2, 2004). Page 11 of 12 EX-99.A 3 h14672a5exv99wa.txt JOINT FILING AGREEMENT EXHIBIT A Each of the undersigned hereby agrees that this Amendment No. 5 dated April 1, 2004, to Schedule 13D originally filed November 2, 2000, to which this Agreement is attached as Exhibit A, and any amendments thereto, may be filed on behalf of each such person. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: April 23, 2004 WEATHERFORD INTERNATIONAL LTD. By: /s/ Burt M. Martin Name: Burt M. Martin Title: Senior Vice President, General Counsel and Secretary WEATHERFORD INTERNATIONAL, INC. By: /s/ Burt M. Martin Name: Burt M. Martin Title: Senior Vice President, General Counsel and Secretary WEUS HOLDING, INC. By: /s/ Burt M. Martin Name: Burt M. Martin Title: President and Secretary Page 12 of 12 -----END PRIVACY-ENHANCED MESSAGE-----